FACC to NAIC: Suitability Works

Thank you, Chairman Cameron, Vice-Chairman Ommen, and Committee Members.  Thank you for this opportunity to comment. I am Kim O’Brien representing the Fixed Annuity Consumer Choice, or FACC, Campaign.  We are an alliance of insurance agents, independent marketing...

Great Scott! Or should we say Great Scottrade!

If there was any doubt the fiduciary rule was going to change life in the financial services industry, all doubt is now removed.  In case you missed it, the Massachusetts Securities Division filed charges against Scottrade for knowingly violating internal policies...