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NAIC Suitability Model #275

FACC Comments & Proposals

 

02132020F_FACC Leads the Way

12162019F_FACC Comment Letter Appendix A

2019_1004_Redline_Sept Working Group Model Draft #275

2019_0930_Abbreviated Redline

2019_0930_Abbreviated Redline Transmittal Letter

2019_0903_Parking Lot List of Outstanding Issues

2019_0801_Supplemental Comment_Section 6 A (1) (d)

2019_0710_Response to Conflict of Interest and Care Obligation

2019_0611_Response to Best Interest with CRS

2018_0906_CRS Concept Document Proposal

2018_0906_Concept Red-Line for NAIC Disclosure Model

2018_0426_Proceed Cautiously and Prudently

2018_0122_Best Interest Concerns_Cash and Non-Cash Compensation

 

 

 

 

 

 

 

 

 

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